Thusong Financial Services
Job Title: Compliance Officer
A Compliance Officer at Thusong Financial Services will play a vital role in safeguarding the organization’s integrity and reputation. They will be responsible for developing, implementing, and maintaining compliance programs that align with relevant laws and regulations of the land. and industry best practices By working closely with all internal teams, the compliance officer will ensure that all aspects of our business operate within established legal and ethical guidelines
Responsibilities:
1. Design and implement comprehensive compliance programs to address various regulatory requirements
2. Conduct regular internal audits to identify compliance gaps and develop action plans to rectity deficiencies.
3. Stay updated with changes in laws and regulations relevant to our industry and communicate updates to stakeholders.
4. Collaborate with departments within the organisation to assess and mitigate compliance risks associated with new projects and initiatives.
5. Monitor and report on the effectiveness of compliance programs to senior management.
6. Investigate and respond to compliance-related incidents and reports while maintaining appropriate documentation.
7. Foster culture of compliance throughout the organization, promoting ethical behavior in decision-making
8. Collaborate with external auditors and regulatory bodies during compliance audits and examinations.
9. Recommend improvements to processes, policies, and procedures to enhance overall compliance effectiveness.
Required skills
1. Proven experience, 5 years as a Compliance Officer or a similar role withina regulated industry
2. In-depth knowledge of relevant laws, regulations, and industry standards applicable to the finance industry
3. Experience in conducting internal audit and risk assessments
4. Familiarity with compliance-related software and tools wil be on added advantage
Qualifications:
1. LLB, Bachelor’s Degree in Business Law, Finance, or a related field.
2. Knowledge in the Human Resource field will be an added advantage.
3. Drivers licence
Please note that Applications close on Tuesday 1st August 2023 at 5pm.
Applications should be sent to [email protected].